-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, FL6pfc55Gsxtd+ZI1AIwPrxpa8EE7pyzg12CV6leLHuQglXqjV4VOjv1zOV+YRdJ zeGQZgfTVdfmXHjcX+uxAA== 0000900597-98-000002.txt : 19980130 0000900597-98-000002.hdr.sgml : 19980130 ACCESSION NUMBER: 0000900597-98-000002 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19980129 SROS: NASD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: VALMONT INDUSTRIES INC CENTRAL INDEX KEY: 0000102729 STANDARD INDUSTRIAL CLASSIFICATION: FABRICATED STRUCTURAL METAL PRODUCTS [3440] IRS NUMBER: 470351813 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: SEC FILE NUMBER: 005-11623 FILM NUMBER: 98516603 BUSINESS ADDRESS: STREET 1: PO BOX 358 STREET 2: HWY 275 CITY: VALLEY STATE: NE ZIP: 68064 BUSINESS PHONE: 4023592201 MAIL ADDRESS: STREET 1: P O BOX 358 - HIGHWAY 275 CITY: VALLEY STATE: NE ZIP: 68064-0358 FORMER COMPANY: FORMER CONFORMED NAME: VALLEY MANUFACTURING CO DATE OF NAME CHANGE: 19680822 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: DAUGHERTY ROBERT B CENTRAL INDEX KEY: 0000900597 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: GUARANTEE CENTRE SUITE 225 STREET 2: 8805 INDIAN HILLS DR CITY: OMAHA STATE: NE ZIP: 68114 MAIL ADDRESS: STREET 1: GUARANTEE CENTRE STE 225 STREET 2: 8805 INDIAN HILLS DR CITY: OMAHA STATE: NE ZIP: 68114 SC 13G/A 1 AMENDED STATEMENT OF BENEFICIAL OWNERSHIP SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 AMENDED SCHEDULE 13G Under the Securities Exchange Act of 1934 VALMONT INDUSTRIES, INC. (Name of Issuer) COMMON STOCK (Title of Class of Securities) 920-253-10-1 (CUSIP Number) The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act. 1. Name of Reporting Persons/I.R.S. Identification Nos. of Above Persons (Entities Only) ROBERT B. DAUGHERTY, ###-##-#### 2. Check the Appropriate Box if a Member of a Group [ ] (a) [ ] (b) 3. SEC Use Only 4. Citizenship or Place of Organization: United States 5. Sole Voting Power 7,103,568 Shares Number of Shares 6. Shared Voting Power Beneficially Owned by -0- Shares Reporting Person 7. Sole Dispositive Power With 7,103,568 Shares 8. Shared Dispositive Power -0- Shares 9. Aggregate Amount Beneficially Owned by Each Reporting Person: 7,103,568 Shares 10. Check Box if Aggregate Amount in Row 11 Excludes Certain Shares: [ ] 11. Percent of Class Represented by Amount in Row 11: Approximately 25.7% of voting securities. 12. Type of Reporting Person: IN ITEM 1(a). NAME OF ISSUER: Valmont Industries, Inc. ITEM 1(b). ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES: Valley, Nebraska 68064 ITEM 2(a). NAME OF PERSON FILING: Robert B. Daugherty ITEM 2(b). ADDRESS OF PRINCIPAL BUSINESS OFFICE OR, IF NONE, RESIDENCE: Guarantee Centre, Suite 225, 8805 Indian Hills Drive, Omaha, Nebraska 68114 ITEM 2(c). CITIZENSHIP: United States ITEM 2(d). TITLE OF CLASS OF SECURITIES: Common Stock ITEM 2(e). CUSIP NUMBER: 920-253-10-1 ITEM 3. This Amendment No. 1 amends a previously filed Schedule 13G. The reporting person's ownership of Valmont common stock existed prior to Valmont's initial public offering. The number of shares owned by the reporting person increased during 1997 on account of (i) a two-for-one stock split by the Issuer, and (ii) the acquisition of shares under an Issuer stock plan. ITEM 4. OWNERSHIP. If the percent of the class owned as of December 31 of the year covered by the statement, or as of the last day of any month described in Rule 13d-1(b)(2), if applicable, exceeds five percent, provide the following information as of that date and identify those shares which there is a right to acquire: (a) Amount beneficially owned: 7,103,568 (b) Percent of Class: 25.7% (c) Number of shares as to which such person has: (i) Sole Power to vote or to direct the vote: 7,103,568 (ii) Shared power to vote or to direct the vote: -0- (iii) Sole power to dispose or to direct the disposition of: 7,103,568 (iv) Shared power to vote or to direct the disposition of: -0- ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS. Not Applicable ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON. Not Applicable ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED. Not Applicable ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP. Not Applicable ITEM 9. NOTICE OF DISSOLUTION OF GROUP. Not Applicable ITEM 10. CERTIFICATION. By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purposes or effect. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. January 19, 1998 ------------------------------- (Date) /s/ Robert B. Daugherty ------------------------------- Robert B. Daugherty -----END PRIVACY-ENHANCED MESSAGE-----